Oaktree is a leader among global investment managers specializing in alternative investments, with $193 billion in assets under management as of June 30, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities. The firm has over 1200 employees and offices in 23 cities worldwide.
We are committed to cultivating an environment that is collaborative, curious, inclusive and honors diversity of thought. Providing training and career development opportunities and emphasizing strong support for our local communities through philanthropic initiatives are essential to our culture.
Scope and responsibilities
Oaktree is seeking an undergraduate or masters program summer intern to spend 8-weeks within the Compliance Department.
The Compliance department ensures Oaktree operates in accordance with the applicable regulations, laws, and internal policies required of asset managers, while also supporting the commercial needs of the business. Compliance performs a variety of functions, including reviewing firm and personal trading, writing procedures and policies for investment and operational teams, training staff on regulatory obligations and leveraging technology for surveillance of firm activities. The Compliance internship would assist in the day to day Compliance responsibilities associated with Oaktree’s UK regulated entities and staff.
Responsibilities include
- Assisting and reviewing compliance surveillance reports
- Assisting with the ongoing compliance and reporting obligations associated with Oaktree’s UK regulated entities
- Assisting in activities associated with Oaktree’s Code of Ethics and Personal Trading policies and the Supplemental UK Compliance Manual
- Participating in ad-hoc regional and global compliance projects
Experience required
- Exceptional analytical skills
- Proficiency with Microsoft Office with a specific emphasis on Word, Excel, Outlook, PowerPoint
- General knowledge of securities and/or securities markets (optional)
- A strong interest in Compliance and willingness to learn a great deal about alternative asset management
Personal attributes
- Outstanding initiative and a strong work ethic
- Excellent interpersonal, written and verbal communication skills
- Detail oriented with strong organizational skills
- Team-oriented and possesses strong integrity and professionalism
- Able to handle highly confidential and sensitive information with propriety
Education
Currently pursuing a bachelor’s or masters degree from a top university or college.
